HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
SIFMA provides comments to the Canadian Securities Administrators’ (CSA) on the CSA’s Notice of and Request for Comment on Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations dated December 5, 2013 (CSA Notice).
SIFMA shares its views on certain of the proposed amendments to NI 31-103, in particular:
SIFMA is not in favor of the proposed amendments set forth in the CSA Notice. Nonetheless, if the proposed amendments are implemented, SIFMA believes that there are changes that should be made in the context of certain activities and inter-listed securities.
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…