Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to New Jersey Election Law Enforcement Commission (ELEC) on proposed new rules relating to the disclosure of contributions by business entities, N.J.A.C. 19:25-26. While SIFMA generally supports the ELEC’s proposal, SIFMA believes that the final rules should make it clear that the use of the title “vice president” in the definition of the term “officer” appearing in the proposed rule is limited to only senior officers of a business entity, making the terminology consistent with other similar rules.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…