Advance Notice of Proposed Rulemaking on Reconsideration of Personal Financial Data Rights Rule
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
Summary
SIFMA provides comments to multiple federal regulators on proposed rulemaking to implement Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Volcker Rule). This comment letter focuses specifically on:
- municipal securities; and
- tender option bonds, which are a specific type of transaction described herein that involves the repackaging of municipal securities that is common in the marketplace.
More Submissions
Type:
Modernizing Communications and Record Retention Rules for Broker-Dealers,Investment Advisers, and Security-Based Swap Dealers (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…
Type:
Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal by The Nasdaq Stock…