Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (SIFMA and ISDA)
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…
Summary
SIFMA provides comments to MSRB on MSRB Notice 2015-08 on draft amendments and other issues related to MSRB Rule A-3 on membership on the board. We believe it is important for the MSRB to recruit the best possible candidates for board membership, and the current Rule A-3 makes it difficult to find qualified investor representatives for the independent board seat that is required to be an investor.
See also:
Rule A3
Request for Comment on Draft Amendments and Other Issues Related to MSRB Rule A-3 on Membership on the Board
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FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…