Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA provides comments to MSRB on MSRB Notice 2015-08 on draft amendments and other issues related to MSRB Rule A-3 on membership on the board. We believe it is important for the MSRB to recruit the best possible candidates for board membership, and the current Rule A-3 makes it difficult to find qualified investor representatives for the independent board seat that is required to be an investor.
See also:
Rule A3
Request for Comment on Draft Amendments and Other Issues Related to MSRB Rule A-3 on Membership on the Board
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…