In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA’s Municipal Division provides comments to Moody’s Investors Service on Moody’s request for comment, Assignment of Global Ratings to Tax-Exempt Municipal Obligations. SIFMA supports this proposal as a first step in creating a fully comparable global rating scale. SIFMA encourages Moody’s to quickly add Global Scale Ratings (GSR) to all municipal securities debt that it rates to provide certainty to those who rely on ratings to assess portfolio risk, but maintain the fine gradations that continued municipal scale ratings provide.
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…