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FINRA Revised Proposal to Require Hyperlinks to BrokerCheck in Online Retail Communications with the Public

Summary

SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) in response to a proposed rule change by FINRA to amend FINRA Rule 2210 (Communications With the Public). (FINRA Regulatory Notice 14-19)

 

 

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Date

16

June

2014

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