Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on Trade Reporting and Compliance Engine (TRACE) dissemination issues. SIFMA focuses its recommendations on the general question of whether current dissemination practices should be altered for investment grade and non-investment grade debt securities, Agency mortgage-backed securities traded on a to-be-announced (TBA) basis, and FINRA Rule 144A transactions.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…