FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
SIFMA provides comments to the Financial Industry Regulatory Authority (FINRA) on FINRA’s proposal, which would require disclosures relating to recruitment compensation practices, Regulatory Notice 13-02. SIFMA believes that disclosure about any potential conflicts themselves should be the centerpiece of FINRA’s proposal. SIFMA believes that at key moments in the investment process investors need clear, targeted and understandable disclosure on key factors for their investment decisions. Simple, plain-English disclosures permit investors to make informed choices.
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on why the SEC should reject requests to make…
SIFMA and the International Swaps and Derivatives Association, Inc. (ISDA) provided comments to the Federal Reserve Board of Governors on…