Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
SIFMA provides comments to the U.S. House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises strongly supporting the Whistleblower Improvement Act of 2011, H.R. 2483. H.R. 2483 would amend Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) to ensure a more efficient, fair and reasonable reporting of whistleblower matters. SIFMA supports provisions in H.R. 2483 that expressly prohibits culpable persons from becoming eligible to receive whistleblower awards, thus assuring that wrongdoers do not receive awards.
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…