In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA provides comments to the Internal Revenue Service (IRS) and the U.S. Department of the Treasury (Treasury) regarding the “Periodic Review” requirement under the Qualified Intermediary Agreement (QI Agreement). SIFMA appreciates the efforts of the IRS to revise the QI Agreement to reflect changes brought about as the result of the enactment of the Foreign Account Tax Compliance Act (FATCA).
See also:
Qualified Intermediaries (QI)
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…