Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA provides comments and a petition for disapproval to the Securities and Exchange Commission (SEC) on the New York Stock Exchange’s (NYSE’s) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Non-Display Usage Fees for NYSE OpenBook, NYSE Trades, and NYSE BBO and a Redistribution Fee for NYSE OpenBook, Release No. 34–69278, File No. SR–NYSE–2013–25. SIFMA advises the SEC that the NYSE’s actions are inconsistent with the decision of the United States Court of Appeals for the District of Columbia Circuit in NetCoalition v. SEC. SIFMA recommends the SEC temporarily suspend this rule change under Section 19(b)(3)(C) of the Securities and Exchange Act of 1934 (Exchange Act) and institute proceedings to disapprove the rule changes under Section 19(b)(2)(B) of the Exchange Act.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…