Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA provides comments to the Municipal Securities Rulemaking Board (MSRB) on MSRB Rule G-12 on Close-Out Procedures. SIFMA supports rulemaking and procedures that reduce risk and costs to broker dealers while giving investors greater certainty.
See also:
Rule G-12
Request for Comment on Amendments to MSRB Rule G-12 on Close-Out Procedures
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…