Public Comment on CCPA Updates, Cyber, Risk, ADMT, and Insurance Regulations
SIFMA provided comments to the California Privacy Protection Agency (CPPA) in response to the modifications to the Proposed Regulations on…
Letters
MSRB Request for Comment on Establishing Professional Qualification Requirements for Municipal Advisors
Summary
SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board (MSRB) recently filed proposal with the SEC to establish professional qualification requirements for municipal advisors.
In May 2014, SIFMA provided comments to the MSRB on the proposal, which contained draft amendments to MRSB Rules G-1, G-2, G-3 and D-13.
Related Material
SIFMA Submits Comments to the MSRB Regarding Proposal on Establishing Professional Qualification Requirements for Municipal Advisors – May 16, 2014
More Submissions
Type:
Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding the Proposed Customer and Account Information System Amendment
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on the proposal, filed by the Consolidated Audit Trail,…
Type:
Invitation to Comment— Recognition of Intangibles
SIFMA comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment— Recognition of Intangibles (the “ITC”). SIFMA…