In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Letters
MSRB Request for Comment on Establishing Professional Qualification Requirements for Municipal Advisors
Summary
SIFMA provided comments to the Securities and Exchange Commission (SEC) on the Municipal Securities Rulemaking Board (MSRB) recently filed proposal with the SEC to establish professional qualification requirements for municipal advisors.
In May 2014, SIFMA provided comments to the MSRB on the proposal, which contained draft amendments to MRSB Rules G-1, G-2, G-3 and D-13.
Related Material
SIFMA Submits Comments to the MSRB Regarding Proposal on Establishing Professional Qualification Requirements for Municipal Advisors – May 16, 2014
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…