FINRA Regulatory Notice 25-06; Recommendations re FINRA Rule 5510 and 5121
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Summary
SIFMA and its U.S. Covered Bond Council provide comments to the U.S. House Financial Services Committee strongly supporting the United States Covered Bond Act of 2011, H.R. 940. H.R. 940 will be considered by the full committee during a markup on June 22, 2011. The groups believe U.S. covered bonds are an untapped but proven source of capital that could expand the amount of capital for households.
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FINRA Regulatory Notice 25-06: Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation
SIFMA provides comments to the Financial Industry Regulatory Authority, Inc. (FINRA) in regards to Regulatory Notice 25-06 which requests comments…
Type:
Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…