Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
SIFMA and NetCoalition provide comments to the Securities and Exchange Commission (SEC) petitioning for suspension and disapproval NASDAQ’s proposal to establish an Enhanced Display Distributor Fee, File No. SR-Nasdaq-2012-005, Exchange Act Release No. 66165. Because NASDAQ’s actions are inconsistent with the United States Court of Appeals for the District of Columbia Circuit’s opinion in NetCoalition v. SEC, the groups respectfully request that the SEC suspend the rule change and institute proceedings to disapprove.
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CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
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Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…