Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Issue
OTC Derivatives→
Summary
SIFMA and the Institute of International Bankers (IIB) provided comments to the Commodity Futures Trading Commission (CFTC) on the Commission’s proposed rules regarding the cross-border application of the registration thresholds and external business conduct standards applicable to swap dealers and major swap participants
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Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…
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Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…