Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA and The Financial Services Roundtable (FSR) provide further comments to the Securities and Exchange Commission (SEC) regarding the dissemination of Asset-Level Data (File Number S7-08-10). The comments suggest issuers might use their websites to disseminate asset-level data and other offering information to investors and potential investors with respect to the disclosure and reporting requirements for asset-backed securities (ABS).
Related: SIFMA and FSR Submit Comments to the SEC on Dissemination of Asset-Level Data (March 28, 2014)
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…