In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) and SIFMA’s Asset Managers Forum (SIFMA AMF) provide further comments to the Securities and Exchange Commission (SEC) on the proposals to modernize and enhance the reporting and disclosure of information by investment companies and investment advisers.
See Also:
- SEC: Investment Company Reporting Modernization – File No.: S7-08-15 (PDF)
- SEC: Amendments to Form ADV and Investment Advisers Act Rules – File No.: S7-09-15 (PDF)
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…