Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA AMG provides supplemental comments to the U.S. Securities and Exchange Commission (SEC) on the Commission’s proposal to require liquidity risk management programs for open-end funds. The letter revises SIFMA AMG’s recommendation for an alternative classification system for designating the liquidity of fund holdings. SIFMA AMG is now recommending five liquidity categories with substantial additional detail about the liquidity characteristics of each category.
See also:
SIFMA AMG Submits Comments to SEC on the Proposal to Permit Swing Pricing on an Optional Basis, January 13, 2016
SIFMA AMG comment letter focused on the SEC proposal to permit swing pricing on an optional basis
SIFMA Press Release: SIFMA AMG Recommends Improvements to the SEC Proposed Liquidity Management Rules for Mutual Funds and ETFs
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…