The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides supplemental comments to the Securities and Exchange Commission (SEC) on on SR-FINRA-2015-036, a proposal by Financial Industry Regulatory Authority (FINRA) to amend FINRA Rule 4210 to establish margin requirements for Covered Agency Transactions and responds to FINRA’s Partial Amendment No. 1
and Responses to Comments.
See Also:
- SIFMA AMG Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
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Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
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Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…