In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Issue
OTC Derivatives→
Summary
The Asset Management Group of SIFMA (SIFMA AMG) provides additional comments to the Commodity Futures Trading Commission (CFTC) on the Notice of Proposed Rulemaking – Aggregation of Positions.
Related:
See Notice: RIN 3038-AD82
SIFMA AMG Submits Comments to the CFTC on the Aggregation of Position Limits – February 10, 2014
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Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…