In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Letters
Proposed Rulemaking Regarding Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority
Summary
The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the Treasury Department on the Notice of Proposed Rulemaking regarding Qualified Financial Contracts (QFC) Recordkeeping Related to Orderly Liquidation Authority.
Related:
Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority – January 7, 2015
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…