Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provided comments to the Securities and Exchange Commission (SEC) on the Investment Company Reporting Modernization release, which proposes new rules and amendments designed to modernize the reporting and disclosure of information to SEC by registered investment companies.
See also:
Investment Company Reporting Modernization
More Submissions
Type:
Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Type:
CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…