In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Financial Stability Board (FSB) on the FSB and the International Organization of Securities Commissions (IOSCO) revised proposal on assessment methodologies for identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (NBNI G-SIFIs).
See Also: Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institution – March 2015
Press Release: SIFMA AMG Urges FSB and IOSCO to Drop Efforts to Create Systemic Risk Methodology for Asset Managers and Funds – May 28, 2015
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…