Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the Board of Governors of the Federal Reserve regarding proposed Regulation XX, implementing section 14 of the Bank Holding Company Act of 1956, which was added by section 622 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Related Proposal:
Federal Reserve Notice of Proposed Rulemaking on Concentration Limits on Large Financial Companies; Docket No. R-1489, RIN 7100 AE 18 – May 15, 2014
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…