In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the CME Group in response to the Joint Audit Committee (JAC) Alert 14-03 (addressing the Receipt of Margin Funds and Combining Accounts for Margin Purposes) with concerns about the potential negative impacts on SIFMA AMG members and their clients and the asset management business as a whole.
Related Alert:
Joint Audit Committee Regulatory Alert #14-03 – May 21, 2014
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…