Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the CME Group in response to the Joint Audit Committee (JAC) Alert 14-03 (addressing the Receipt of Margin Funds and Combining Accounts for Margin Purposes) with concerns about the potential negative impacts on SIFMA AMG members and their clients and the asset management business as a whole.
Related Alert:
Joint Audit Committee Regulatory Alert #14-03 – May 21, 2014
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…