Swap Data Recordkeeping and Reporting Rules

Summary

The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (CFTC) in regards to the Swap Data Recordkeeping and Reporting Requirements (RIN 3038—AE12).

PDF

Date

May

2014

Letters

Swap Data Recordkeeping and Reporting Rules

Summary

Date

More Submissions

Type:

Modernizing Communications and Record Retention Rules for Broker-Dealers,Investment Advisers, and Security-Based Swap Dealers (SIFMA and SIFMA AMG)

Type:

Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form

Type:

Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934 (SIFMA, SIFMA AMG and ICI)