Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
The Asset Management Group (AMG) of SIFMA provides comments to the Commodity Futures Trading Commission (CFTC) on proposed rules for reporting of swap data: Real-Time Public Reporting of Swap Transaction Data, RIN 3038-AD08; Swap Data Recordkeeping and Reporting, RIN 3038-AD19; and Swap Data Repositories, RIN 3038-AD20. Among their observations and recommendations relating to the proposed rules, SIFMA’s AMG notes certain aspects of the proposals including; Part 43 rules for real-time public reporting of swap transaction data; Part 45 rules on swap data recordkeeping and reporting; and Part 49 rules on swap data repositories.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…