Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (CFTC) on the swap execution facility (SEF) regulatory framework and related rules. This letter addresses Commissioner J. Christopher Giancarlo’s White Paper.
SIFMA AMG appreciates the opportunity to provide comments related to the SEF regulations.
See Also: Commissioner J. Christopher Giancarlo’s White Paper, Pro-Reform Reconsideration of the CFTC Swaps Trading Rules: Return to Dodd-Frank
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…