In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (CFTC) on the swap execution facility (SEF) regulatory framework and related rules. This letter addresses Commissioner J. Christopher Giancarlo’s White Paper.
SIFMA AMG appreciates the opportunity to provide comments related to the SEF regulations.
See Also: Commissioner J. Christopher Giancarlo’s White Paper, Pro-Reform Reconsideration of the CFTC Swaps Trading Rules: Return to Dodd-Frank
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…