Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to Department of the Treasury, Securities and Exchange Commission (SEC), Board of Governors of the Federal Reserve System, and the Commodity Futures Trading Commission (CFTC) regarding the March 4, 2015 publication by the Financial Stability Board (FSB) and the International Organization of Securities Commissions (IOSCO) of their second consultative document entitled Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions.
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…