Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Dealer Commissions Working Group of the the Asset Management Group of SIFMA (SIFMA AMG) provides comments to the European Securities and Markets Authority (ESMA) in response to specific questions on dealing commissions that are listed in the ESMA MiFID II/MiFIR Consultation Paper.
Related:
ESMA Consultation Paper on MiFID II/MiFIR
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…