Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides a letter to the Committee on Payments and Market Infrastructures (CPMIA) and the International Organization of Securities Commissions (IOSCO) with recommendations and observations on the Principles of Financial Market Infrastructures (PFMI) that relate to central counterparties (CCP).
More Submissions
Type:
Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…
Type:
Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…