Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (Commission) regarding the Supplemental Notice of Proposed Rulemaking on Aggregation of Positions. SIFMA AMG has a significant interest in the Commission’s aggregation requirements for speculative position limits due to the impact these requirements can have on both asset managers’ and their clients’ ability to operationalize compliance with position limits and the
related burdens that can diminish investors’ returns.
See also:
CFTC Rule – Aggregation of Positions
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…