Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provided comments to multiple agencies, including the Commodity Futures Trading Commission (CFTC) and U.S. prudential regulators, regarding their proposals on margin requirements for uncleared swaps.
SIFMA AMG believes coordination and harmonization among regulators, both within the United States and internationally, is of paramount importance to the successful global implementation of swaps regulatory regimes, particularly as they relate to margin requirements.
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…