Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA AMG provided comments to the Financial Conduct Authority (FCA) on their interim report on asset management market study. SIFMA AMG understands the FCA’s goal to ensure that the asset management market works well and that the investment products offer consumers value for money. Further, AMG agrees with the FCA that fees are a relevant consideration for investors and that even small differences in charges can have a significant impact over time.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…