Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Asset Management Group of SIFMA (SIFMA AMG) and Managed Funds Association (MFA) provide comments to the Commodity Futures Trading Commission (CFTC) requesting an extension of No-Action Letter 14-147’s Time-Limited No-Action Relief for Certain Members of Swap Execution Facilities from the Requirement to Record Oral Communications Pursuant to Commodity Futures Trading Commission Regulation 1.35(a).
Related:
No-Action Relief from Certain Recordkeeping Requirements under Commission Regulation 1.35(a) (pdf)
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…