Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA’s Asset Management Group (SIFMA AMG), the American Council of Life Insurers (ACLI), the Financial Services Roundtable (FSR), and the Association of Institutional INVESTORS (collectively, the Associations) wrote a letter to the Financial Stability Oversight Council (FSOC) memorializing a meeting held on November 12, 2014 between the Associations and FSOC regarding FSOC’s nonbank designation process.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…