In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA’s Asset Management Group (SIFMA AMG), the American Council of Life Insurers (ACLI), the Financial Services Roundtable (FSR), and the Association of Institutional INVESTORS (collectively, the Associations) wrote a letter to the Financial Stability Oversight Council (FSOC) memorializing a meeting held on November 12, 2014 between the Associations and FSOC regarding FSOC’s nonbank designation process.
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…