Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA AMG, Futures Industry Association (FIA), FIA Principal Traders Group (FIA PTG), Managed Funds Association (MFA) and International Swaps and Derivatives Association (ISDA) provided comments to the Commodity Futures Trading Commission (CFTC) on their notice of Proposed Rulemaking on Automated Trading during this re-opened comment period to address provisions of Reg AT raised in the June 10, 2016 public roundtable.
See also:
Public Staff Roundtable on Elements of Regulation Automated Trading; Reopening of Comment Period
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…