In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA AMG, Futures Industry Association (FIA), FIA Principal Traders Group (FIA PTG), Managed Funds Association (MFA) and International Swaps and Derivatives Association (ISDA) provided comments to the Commodity Futures Trading Commission (CFTC) on their notice of Proposed Rulemaking on Automated Trading during this re-opened comment period to address provisions of Reg AT raised in the June 10, 2016 public roundtable.
See also:
Public Staff Roundtable on Elements of Regulation Automated Trading; Reopening of Comment Period
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…