Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA AMG, IAA, and ICI Global comment letter on the CFTC’s Proposed Amendment to Regulation 3.10(c): Exemption from Registration for Certain Foreign Persons – RIN No. 3028-AC26.
See also:
Federal Register / Vol. 81, No. 151
CFTC Letter No. 16-08 to SIFMA AMG and IAA regarding Regulation 3.10(c)(3)(i) (Feb. 12, 2016)
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…