In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA AMG, IAA, and ICI Global comment letter on the CFTC’s Proposed Amendment to Regulation 3.10(c): Exemption from Registration for Certain Foreign Persons – RIN No. 3028-AC26.
See also:
Federal Register / Vol. 81, No. 151
CFTC Letter No. 16-08 to SIFMA AMG and IAA regarding Regulation 3.10(c)(3)(i) (Feb. 12, 2016)
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…