Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
SIFMA, Investment Adviser Association (IIA), Investment Company Institute (ICI) and the Managed Funds Association (MFA) provide comments to the Commodity Futures Trading Commission (CFTC) requesting a temporary exclusion from including an investment in a securitization vehicle as a “commodity interest.” The groups request this relief because investors/investment funds lack sufficient information to determine: (1) whether a particular securitization vehicle is a commodity pool; (2) whether a securitization vehicle that an investor has invested in is eligible for relief granted by the CFTC; and (3) how to calculate an investment in a securitization vehicle.
Also Read: SIFMA Submits Comments to the CFTC on Applicability of Commodity Pool Regulation to Insurance-Linked Securities (November 15, 2012)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…