In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
SIFMA AMG and the Investment Company Institute (ICI) provided comments to the Securities and Exchange Commission (SEC) to amend Rule 17Ad-22 and add Rule 17Ab2-2, under the Securities Exchange Act of 1934. The Proposed Rule would establish standards for the operation and governance of registered clearing agencies that meet the definition of a covered clearing agency.
See also:
Standards for Covered Clearing Agencies
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…