Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
SIFMA AMG and the Investment Company Institute (ICI) provided comments to the Securities and Exchange Commission (SEC) to amend Rule 17Ad-22 and add Rule 17Ab2-2, under the Securities Exchange Act of 1934. The Proposed Rule would establish standards for the operation and governance of registered clearing agencies that meet the definition of a covered clearing agency.
See also:
Standards for Covered Clearing Agencies
More Submissions
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
Type:
Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…