Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Asset Managers Forum of SIFMA and the SIFMA Government Operations Committee provide comments to the Operational Arrangements Working Group of the US Tri-Party Repo Infrastructure Reform Task Force on the 3 Way Trade Confirmation & Settlement Window Implementation Proposal. The groups offer their expertise and recommendations to improve the process.
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…