Letters

SIA Submits Comments to the US Department of Labor on Office of Labor-Management Standards Form LM-10

Summary

The Securities Industry Association (SIA)* provides comments to the U.S. Department of Labor (DOL) on the Office of Labor-Management Standards Form LM-10.  SIA requests the DOL propose a regulation for public notice and comment with respect to the filing requirements for the Form LM-10.  SIFMA notes that the industry does not currently have the systems nor the access to the necessary information to complete the Form LM-10.

*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA).

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