The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the SEC’s release, Certain Broker-Dealers Deemed Not to be Investment Advisers, File No. S7-25-99; Release Nos. 34-50980; IA-2340. SIA supports the central position of the rule that an Exchange Act-registered broker-dealer’s offering its customers the alternative of paying a fee rather than a commission should not result in the broker-dealer’s becoming subject to the provisions of the Advisers Act.
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…