Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Letters
SIA Submits Comments to the SEC on a Proposed Rule Change Relating to TRACE Market Data Fees
Summary
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) on the National Association of Securities Dealers, Inc. (NASD) proposed rule change relating to TRACE market data fees, Release No. 34-51336; File No. SR-NASD-2005-026. In addition to the comments on the proposed rule, SIA petitions the SEC for rulemaking to review the definitions of “Professional” and “Non-Professional” as interpreted for market data fee and administrative purposes.
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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