Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Summary
The Securities Industry Association (SIA)* provides comments to the Securities and Exchange Commission (SEC) and the Office of Management and Budget (OMB) on Electronic Blue Sheet (EBS) submissions, Rule 17a-25; SEC File No. 270-482; OMB Control No. 3235-0540. SIA believes there are more efficient methods to meet the regulatory objectives that EBS serves, including methods that are already in existence.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
More Submissions
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Testimony on the Need for Reauthorization of the CISA Act
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Type:
CenturyLink v. Houser
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…