In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
The Securities Industry Association (SIA)* provide comments to the Regulation NMS Self-Regulatory Organization (SRO) Committee: Oscar Onyema, American Stock Exchange LLC; Brian Colby, Boston Stock Exchange Inc.; Jennifer Lamie, Chicago Board Options Exchange, Inc.; Robert Gibson, Chicago Stock Exchange, Inc.; Michael Simon, International Securities Exchange, Inc.; Stephanie Durmont NASD, Inc., Adam Nunes, The Nasdaq Stock Market Inc.; Paul Smith, National Stock Exchange; Robert Hill, NYSE Arca, Inc.; Karen Lorentz, NYSE LLC; and Robert Miller, Philadelphia Stock Exchange, Inc. requesting further information from the SROs to facilitate the Regulation NMS implementation process.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…