The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
The Securities Industry Association (SIA)* provide comments to the Regulation NMS Self-Regulatory Organization (SRO) Committee: Oscar Onyema, American Stock Exchange LLC; Brian Colby, Boston Stock Exchange Inc.; Jennifer Lamie, Chicago Board Options Exchange, Inc.; Robert Gibson, Chicago Stock Exchange, Inc.; Michael Simon, International Securities Exchange, Inc.; Stephanie Durmont NASD, Inc., Adam Nunes, The Nasdaq Stock Market Inc.; Paul Smith, National Stock Exchange; Robert Hill, NYSE Arca, Inc.; Karen Lorentz, NYSE LLC; and Robert Miller, Philadelphia Stock Exchange, Inc. requesting further information from the SROs to facilitate the Regulation NMS implementation process.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…