Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
The Operations Committee of the Securities Industry Association (SIA)* provides comments to the National Association of Securities Dealers, Inc. (NASD) on proposed changes to the rules relating to the NASD’s Order Audit Trail System (OATS), Notice to Members 04-80. The Operation Committee believes the proposal to expand reporting obligations raise serious operational and competitive concerns.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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Type:
TMPG Consultative White Paper and Proposed Best Practice Recommendations for US Treasury Repo Risk Management (SIFMA AMG)
SIFMA AMG provided comments to the Treasury Markets Practices Group (TMPG) on the Consultative White Paper and Proposed Best Practice…
Type:
Financial Key Performance Indicators for Business Entities
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…