Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
The Securities Industry Association (SIA)* provides comments to the National Association of Securities Dealers, Inc. (NASD) on a proposed public information review initiative. SIA believes the existing system will stand to benefit from many of the technological enhancements under consideration. SIA supports the consolidation and reconfiguration of the existing disclosure information into a single, more “web-friendly” website. SIA also suggests the NASD improve certain proposed modifications in order to enhance the stated objectives of quality disclosure of meaningful information.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…