Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
The Securities Industry Association (SIA)* provides comments to the Municipal Securities Rulemaking Board (MSRB) on their draft interpretation on customer protection obligations relating to the marketing of 529 college savings plans (529 plans), MSRB Notice 2005-28.
SIA believes that if the MSRB draft interpretation was approved in its current form, it would undermine the ability of broker-dealers to market 529 plans to investors.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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Financial Key Performance Indicators for Business Entities
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Request for Extension of Compliance Dates for Amendments to Regulation S-P (Joint Trades)
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